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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-08 |
| IA | RA | APPROVED | 2005-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Charles City | IA | 06/2005 | Present |
| Feller & Associates | Charles City | IA | 06/2005 | Present |
| Principal Securities Inc | Charles City | IA | 03/2016 | Present |
**DIVINE GRACE RADIO, BOARD MEMBER, 9/4/13. **OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, DISABILITY INSURANCE AND LONG TERM CARE INSURANCE THROUGH VARIOUS CARRIERS, 10/20/2014. **North Iowa Area Community College Foundation; Not Investment Related; Mason City, IA; Board Member; Review of foundation policies and procedures. Review of foundations investment managers and performance. Participating in short term strategic planning. Identifying and working with foundation donors.; Start Date: 01/01/2020; 3 hrs per month; 0 during trading hours. **CHARLES CITY ROTARY POSITION: Board member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/20/2022 ADDRESS: 2111 Clark St, Charles City IA 50616, United States DESCRIPTION: This is a local Rotary Club which is engaged in local service work in the Charles City area. **FELLER AND ASSOCIATES POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2023 ADDRESS: 120 N Main, Charles City IA 50616, United States DESCRIPTION: Legal entity (LP) created for business expenses and business tax purposes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-07-15 |
| S65 | Uniform Investment Adviser Law Examination | 2005-05-14 |
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