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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-08
IA RA APPROVED 2005-08-05
  • TX RA
    APPROVED
    Since 2021-03-08
  • IA RA
    APPROVED
    Since 2005-08-05

Branch Locations

120 N Main St, Charles City, IA 50616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Charles City IA 06/2005 Present
Feller & Associates Charles City IA 06/2005 Present
Principal Securities Inc Charles City IA 03/2016 Present
  • 06/2005 → Present
    Principal Life Insurance Co
    Charles City, IA
  • 06/2005 → Present
    Feller & Associates
    Charles City, IA
  • 03/2016 → Present
    Charles City, IA
Other Businesses

**DIVINE GRACE RADIO, BOARD MEMBER, 9/4/13. **OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, DISABILITY INSURANCE AND LONG TERM CARE INSURANCE THROUGH VARIOUS CARRIERS, 10/20/2014. **North Iowa Area Community College Foundation; Not Investment Related; Mason City, IA; Board Member; Review of foundation policies and procedures. Review of foundations investment managers and performance. Participating in short term strategic planning. Identifying and working with foundation donors.; Start Date: 01/01/2020; 3 hrs per month; 0 during trading hours. **CHARLES CITY ROTARY POSITION: Board member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/20/2022 ADDRESS: 2111 Clark St, Charles City IA 50616, United States DESCRIPTION: This is a local Rotary Club which is engaged in local service work in the Charles City area. **FELLER AND ASSOCIATES POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2023 ADDRESS: 120 N Main, Charles City IA 50616, United States DESCRIPTION: Legal entity (LP) created for business expenses and business tax purposes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-07-15
S65 Uniform Investment Adviser Law Examination 2005-05-14
  • S63 Uniform Securities Agent State Law Examination
    2005-07-15
  • S65 Uniform Investment Adviser Law Examination
    2005-05-14
Designations
Other Names
  • Bill Feller

View on SEC IAPD

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