Barry Peter Mitchell

Current Employers

Next Level Private Llc

500 Mamaroneck Avenue Suite 501, Harrison, NY 10528 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-16
TX	RA	APPROVED_RES	2021-10-26

NY RA
APPROVED

Since 2021-11-16
TX RA
APPROVED_RES

Since 2021-10-26

Branch Locations

500 Mamaroneck Avenue Suite 501, Harrison, NY 10528 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	11/2011	09/2021
Next Level Private Llc	Harrison	NY	09/2021	Present

11/2011 → 09/2021

Ubs Financial Services Inc.

New York, NY
09/2021 → Present

Next Level Private Llc

Harrison, NY

Previous Registrations

2011-11-17 → 2021-09-14

Ubs Financial Services Inc.

New York, NY

Purchase, NY
2003-09-30 → 2011-11-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY
2003-03-07 → 2003-10-07

Wells Fargo Clearing Services, Llc

New York, NY

Other Businesses

1) Licensed insurance professional; same address; less than 10% of business time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-16
S63	Uniform Securities Agent State Law Examination	1988-04-21

S65 Uniform Investment Adviser Law Examination

2021-11-16
S63 Uniform Securities Agent State Law Examination

1988-04-21

Other Names

Barry Peter Jr Mitchell

View on SEC IAPD