Marygrace Elizondo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-07-28
CA	RA	APPROVED	2001-02-15

TX RA
APPROVED

Since 2023-07-28
CA RA
APPROVED

Since 2001-02-15

Branch Locations

San Rafael, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	San Rafael	CA	02/2001	Present

02/2001 → Present

Lpl Financial, Llc

San Rafael, CA

Other Businesses

1. 2/24/2006: WHITECAP INSURANCE SERVICES - At Reported Business Location(s) - NON-VARIABLE INSURANCE - OPERATE A SOLE PROPRIETORSHIP WITH THE DBA WHITECAP INSURANCE SERVICES. I'M CONSIDERING INCORPORATING AS A SUBCHAPTER S CORP. EFFECTIVE 1/1/06. THE CORP WOULD INCLUDE CO-CEO'S OF MYSELF AND MY HUSBAND WHO IS A COMERICAL INSURANCE BROKER. - TIME SPENT 100%. 2. 10/5/2023: Whitecap Insurance Services; At Reported Business Location(s); Insurance Agency; Inv. related; start sate 1/1/1990; 50hrs/mo.; 30hrs during trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-02-10

S63 Uniform Securities Agent State Law Examination

2005-02-10

Designations

Certified Financial Planner

View on SEC IAPD