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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-13 |
Branch Locations
412 Highpoint Drive Suite 111, Cocoa, FL 32926 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Professional Benefits Group, Inc | Melbourne | FL | 09/1993 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
1. OWNER OF SMALL TREE FARM/PLANT NURSERY. DBA DB TREES. 2. LIFE, HEALTH, TERM, LONG TERM CARE, DISABILITY & MEDICAL INSURANCE SALES TO INDIVIDUALS AND GROUPS. METROPOLITAN, AETNA, BD/BS OF FC, HEALTH FIRST, GUARDIAN, MUTUAL OF OMAHA ETC. FIXED ANNUITY SALES WITH ING & BANKERS ETC. DBA D BORNBERG & ASSOCIATES 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2023 APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, LONG-TERM CARE AND STRUCTURED ANNUITIES; 4. NAME OF OTHER BUSINESS: DAVID BORNBERG ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: WOODWORKING ; START DATE: 12/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 10 ; BRIEF DESCRIPTION OF DUTIES: MAKES CHARCUTERIE, CUTTING AND OTHER BOARDS, ALSO TURNED BOWLS ; 5. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 09/2018; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-27 |
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