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Charles Willard Johnson

Cetera Investment Advisers LLC

Dubois, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

5091 Shaffer Rd, Dubois, PA 15801 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 06/2010 08/2021
Kovack Advisors, Inc. Fort Lauderdale FL 06/2010 08/2021
Guardian Planners Dubois PA 02/2002 Present
Cetera Wealth Services, Llc El Segundo CA 08/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2010 → 08/2021
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 06/2010 → 08/2021
    Fort Lauderdale, FL
  • 02/2002 → Present
    Guardian Planners
    Dubois, PA
  • 08/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-06-02 → 2021-08-06
    Ft. Lauderdale, FL
    Dubois, PA
    Dubois, PA
  • 2003-01-10 → 2010-07-08
    Guardian Planners
    Du Bois, PA
  • 2005-10-24 → 2007-09-06
    Cetera Wealth Services, Llc
    Irvine, CA
    El Segundo, CA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: OWNER START DATE: 5/1998 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICING OF FIXED ANNUITY PRODUCTS; 2. NAME OF OTHER BUSINESS: GUARDIAN PLANNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FINANCIAL SERVICES AND SALE OF FIXED INSURANCE PRODUCTS START DATE: 2/2002 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: MARKETING FINANCIAL SERVICES AND SOLICITATION AND SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: CHUCKONOMICS BOOK INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: BOOK SALES START DATE: 7/2018 POSITION/TITLE/RELATIONSHIP: AUTHOR APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I WROTE THE BOOK PRIMARILY AS A MARKETING PIECE TO HELP DESCRIBE MY THOUGHTS ON INVESTMENTS AND INVESTMENT PHILOSOPHIES; 4. NAME OF OTHER BUSINESS: TRUTH IN POLITICS PAC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: TO PROMOTE A CONSTITUTIONAL AMENDMENT, STATE AND FEDERAL, THAT PROVIDES FOR SEVERE PENALTIES TO POLITICIANS WHO COMMIT A MATERIAL LIE THAT HAS AN IMPACT ON AN ELECTION OUTCOME OR PUBLIC POLICY. START DATE: 6/2020 POSITION/TITLE/RELATIONSHIP: PRESIDENT; SECRETARY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: I OBTAINED APPROVAL FOR THIS ACTIVITY FROM MY CURRENT BD BECAUSE I AM IN THE PROCESS OF ESTABLISHING IT, AND WANTED TO MAKE SURE I COULD DO IT BEFORE MAKING THE COMMITMENT TO IT. CURRENTLY IT ISN'T EVEN REGISTERED - IT'S AN IDEA THAT I WANT TO PURSUE. I WILL BE ESTABLISHING THE NON-PROFIT PAC, AND EVENTUALLY HAVE A BOARD, DO FUND RAISING, AND ENGAGE IN POLITICAL ACTIVITIES; 5. NAME OF OTHER BUSINESS: DUBOIS CONTINUUM OF CARE; INVESTMENT RELATED: NO; ADDRESS: 212 S EIGHTH ST DUBOIS, PA 15801; NATURE OF BUSINESS: NURSING CARE BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, OVERSEE ACTIVITIES OF THE FACILITY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-17
S63 Uniform Securities Agent State Law Examination 1988-04-21
  • S65 Uniform Investment Adviser Law Examination
    1997-04-17
  • S63 Uniform Securities Agent State Law Examination
    1988-04-21
Designations
Other Names
  • Chuck Johnson
  • Charles Willard Johnson

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