Daniel Adam Umansky

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 09/2022
  First Allied Securities
  San Diego, CA
• 03/2018 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 06/2014 → 08/2025
  Cetera Advisors Llc
  Denver, CO
• 11/2020 → 08/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2022 → 08/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2022 → 08/2025
  Cetera Ivestment Services Llc
  St Cloud, MN
• 08/2022 → 08/2025
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/2025 → Present
  Wealth Enhancement Group
  San Diego, CA
• 08/2025 → Present
  Wealth Enhancement Brokerage Services
  San Diego, CA
• 08/2025 → Present
  Wealth Enhancement Advisory Services
  San Diego, CA

Previous Registrations

• 2020-11-12 → 2025-08-19
  Cetera Investment Advisers Llc
  San Diego, CA
  San Diego, CA
• 2018-03-23 → 2020-11-12
  First Allied Advisory Services, Inc.
  San Diego, CA
• 2017-01-03 → 2018-03-23
  First Allied Securities, Inc.
  San Diego, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-06-16