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Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-18
  • TX RA
    APPROVED
    Since 2022-04-18

Branch Locations

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Flower Mound, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nav Capital Partners Wilmette IL 07/2010 11/2021
Foreside Fund Services, Llc Flower Mound TX 10/2014 12/2017
Cedar Capital, Llc Flower Mound TX 01/2015 12/2017
Investment Planners, Inc. Flower Mound TX 01/2018 11/2021
Ipi Wealth Management, Inc. Flower Mound TX 01/2018 11/2021
First Financial Equity Corporation Addison TX 11/2021 04/2022
Nav Capital Group Flower Mound TX 11/2021 Present
Innovation Partners Llc Charlotte NC 04/2022 Present
Ip Financial Advisory Services Llc Charlotte NC 04/2022 Present
  • 07/2010 → 11/2021
    Nav Capital Partners
    Wilmette, IL
  • 10/2014 → 12/2017
    Foreside Fund Services, Llc
    Flower Mound, TX
  • 01/2015 → 12/2017
    Flower Mound, TX
  • 01/2018 → 11/2021
    Investment Planners, Inc.
    Flower Mound, TX
  • 01/2018 → 11/2021
    Flower Mound, TX
  • 11/2021 → 04/2022
    First Financial Equity Corporation
    Addison, TX
  • 11/2021 → Present
    Nav Capital Group
    Flower Mound, TX
  • 04/2022 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 04/2022 → Present
    Charlotte, NC
Previous Registrations
Other Businesses

1) NAV CAPITAL; FLOWER MOUND TX; STARTED 07/2010; MANAGING PARTNER; 0 HOURS PER MONTH DEVOTED TO BUSINESS. 2) KASH IS KING, LLC; FLOWER MOUND, TX; 8/2018; OWNER; NOT INVESTMENT RELATED - BUSINESS EXPENSES AND TAX PURPOSES; 1 HR PER MONTH / 0 DURING TRADING HRS. 3) Longevity Market Assets, RIA Referrals, fee, 3-5 hrs per week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-20
S63 Uniform Securities Agent State Law Examination 1993-03-08
  • S65 Uniform Investment Adviser Law Examination
    2001-11-20
  • S63 Uniform Securities Agent State Law Examination
    1993-03-08
Other Names
  • Richard Edmund Kashnowski

View on SEC IAPD

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