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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-01-16 |
| AR | RA | APPROVED | 2016-03-16 |
| TX | RA | APPROVED | 2016-03-16 |
Branch Locations
2520 Pinnacle Hills Pkwy, Rogers, AR 72758 • United States
Fayetteville, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rogers | AR | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rogers | AR | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; FAYETTEVILLE, AR; OWNER WITH SPOUSE; START: 6/30/17; 1 HR/MO; 0 DURING TRADING. LION OIL TRADING & TRANSPORTATION LLC; INV RELATED; BRENTWOOD, TN; INHERITED OIL ROYALTIES; START: 6/30/17; 0 HR/MO; 0 DURING TRADING. NOTARY PUBLIC; NOT INVESTMENT RELATED; GROVE,OK; START DATE 06/22/2020; NUMBER OF HOURS PER MONTH 1; NUBMER OF HOURS DURING TRADING 1; NOTARIZING CLIENT'S IDENTITY ON DOCUMENTS.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, FAYETTEVILLE, AR, START: 1/21/2021, 1 HR/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, LITTLE ROCK, AR, START: 10/21/2022, 4 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-07 |
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