David Brandt Haring

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-11-07
VI	RA	APPROVED	2023-02-28
MD	RA	APPROVED	2017-06-29
TX	RA	APPROVED	2017-06-29

VA RA
APPROVED

Since 2025-11-07
VI RA
APPROVED

Since 2023-02-28
MD RA
APPROVED

Since 2017-06-29
TX RA
APPROVED

Since 2017-06-29

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Arlington, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Bethesda	MD	06/2009	06/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	06/2017
Rbc Capital Markets, Llc	Vienna	VA	06/2017	Present
City National Bank	Vienna	VA	08/2017	Present

06/2009 → 06/2017

Morgan Stanley Smith Barney

Bethesda, MD
01/2015 → 06/2017

Morgan Stanley Private Bank, National Association

New York, NY
06/2017 → Present

Rbc Capital Markets, Llc

Vienna, VA
08/2017 → Present

City National Bank

Vienna, VA

Previous Registrations

2009-06-01 → 2017-06-30

Morgan Stanley

Bethesda, MD
1994-01-01 → 2009-06-01

Citigroup Global Markets Inc.

Bethesda, MD

Bethesda, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-11-18
S63	Uniform Securities Agent State Law Examination	1988-03-23

S65 Uniform Investment Adviser Law Examination

1991-11-18
S63 Uniform Securities Agent State Law Examination

1988-03-23

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews