Troy Robert Moulton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 10/2017
  Cetera Advisors Llc
  Denver, CO
• 10/2017 → 05/2024
  Lincoln Financial Securities Corporation
  Sanford, MI
• 05/2024 → Present
  Lpl Financial, Llc
  Sanford, MI

Previous Registrations

• 2017-10-18 → 2024-05-17
  Osaic Fs, Inc.
  Sanford, MI
  Sanford, MI
  Canonsburg, PA
• 2017-03-07 → 2017-10-25
  Cetera Advisors Llc
  Midland, MI
  Midland, MI
  Freeland, MI
  Sanford, MI

Other Businesses

1) 04/15/2024 - Moulton Financial Group - DBA for LPL Business (entity for LPL business)-Inv Related-at reported business location(s)-start date,03/01/2009-160hrs/mth 2) 04/15/2024-Real Estate Rental-Co-owner with spouse-Inv Related-At Williamsburg, Mi-Start date, 01/14/2022-1hrs/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-18
• S63 Uniform Securities Agent State Law Examination
  1988-03-11