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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| ME | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
51 E Campbell Ave Ste 148, Campbell, CA 95008-2053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Campbell | CA | 05/2013 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | San Jose | CA | 10/2013 | 07/2021 |
| Ann Escobar | Santa Clara | CA | 03/2014 | 12/2019 |
| Afwa Silicon Valley Chapter | Lexington | KY | 02/2018 | 06/2020 |
| Afwa Silicon Valley Chapter | Lexington | KY | 02/2018 | 06/2020 |
| Ann Escobar | Paso Robles | CA | 02/2020 | 07/2021 |
| Ann Escobar, Rental Property #1 | Paso Robles | CA | 02/2020 | 07/2021 |
| Ann Escobar, Rental Property #2 | Paso Robles | CA | 02/2020 | 07/2021 |
| Lpl Financial Llc | Campbell | CA | 07/2021 | Present |
1. 12/20/2021 - No Business Name - Investment Related - Paso Robles, CA 93446 - Real Estate Rental - Started 01/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Single Family Home Rental Property - no affiliation with the renters. Have a property manager. 2. 12/20/2021 - No Business Name - Investment Related - Paso Robles, CA 93446 - Real Estate Rental - Started 02/01/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Single Family Home Rental Property - no affiliation with the renters. Have a property manager. 3. 12/30/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-26 |
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