Steven Jon Cross

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-05-18
CA	RA	APPROVED	2018-01-09

TX RA
APPROVED_RES

Since 2021-05-18
CA RA
APPROVED

Since 2018-01-09

Branch Locations

1131 W 6Th St Suite 300-A, Ontario, CA 91762 • United States

Ontario, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pfs Investments Inc.	Ontario	CA	01/1988	Present
Primerica Financial Services	Ontario	CA	06/1987	Present

01/1988 → Present

Pfs Investments Inc.

Ontario, CA
06/1987 → Present

Primerica Financial Services

Ontario, CA

Other Businesses

SALES OF INVESTMENT-RELATED PRODUCTS; PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-11-22
S63	Uniform Securities Agent State Law Examination	1991-11-01

S65 Uniform Investment Adviser Law Examination

2017-11-22
S63 Uniform Securities Agent State Law Examination

1991-11-01

View on SEC IAPD