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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-06-22 |
| FL | RA | APPROVED | 2021-06-21 |
| TX | RA | APPROVED_RES | 2021-06-18 |
Branch Locations
8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States
Wellington, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Washington | DC | 06/2009 | 06/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 06/2021 |
| Rbc Capital Markets, Llc | Mclean | VA | 06/2021 | Present |
| City National Bank | Mclean | VA | 08/2021 | Present |
1. RICKIE FOWLER FOUNDATION; WASHINGTON, DC; RAISES MONEY AND DISTRIBUTES IT BACK TO COMMUNITY THRU VARIOUS NON PROFIT PROJECTS; WORKS WITH FELLOW BOARD MEMBERS TO DEVELOP FOUNDATION FUNDRAISING EFFORTS; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 01/2013 2) NAME OF ENTITY: 10Goal Ponies ADDRESS: 19388 Broad Shore Walk Loxahatchee, FL 33470 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Equestrian horse training and sales CAPACITY: Owner - Passive START DATE: 11/1/22 Just decision making on purchases and sales food and beverages to patrons. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: 2114 Greenview Cove LLC ADDRESS: 2114 Greenview Cove Dr Wellington, FL 33414 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: CAPACITY: Owner - Active START DATE: 12/22/22 DUTIES: None its home ownership we just live in it HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: RRPSLA, LLC ADDRESS: 2114 Greenview Cove Dr Wellington, FL 33414 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC created to invest in private company Fillium. CAPACITY: Owner - Passive START DATE: 06/12/2023 DUTIES: None other than to fund it. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 5) NAME OF ENTITY: Bob Parr Investment Property ADDRESS: 2212 Alford Way Wellington, FL 33414 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Investment Property bought to be remodeled and sold CAPACITY: Owner - Active START DATE: 10/23/2023 DUTIES: In charge of the management of this rental property HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-02 |
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