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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Williamsville | NY | 02/2009 | 11/2023 |
| Osaic Wealth, Inc. | Orchard Park | NY | 11/2023 | Present |
1) INVESTMENT ADVISORY SERVICES OFFERED THROUGH OSAIC WEALTH, INC. (AN SEC-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE. 2) INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT. 3) BOYS AND GIRLS CLUB OF ELMA, MARILLA, AND WALES, INC. POSITION: Board Member - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1995 ADDRESS: po box 394, elma NY 14059, United States DESCRIPTION: for the boys and girls club, i find volunteers and sponsors for various fundraisers. 4) THE ELMA PLANNING BOARD POSITION: Statutory Agent - NATURE: Other - i serve the residents of the town of elma by hearing and seeing plans before the town. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2005 ADDRESS: 1600 bowen rd, elma NY 14059, United States DESCRIPTION: i serve the residents of the town of elma and it's town code by hearing and seeing applicant's plans before the board. 5) THE GREATER BUFFALO SPORTS HALL OF FAME POSITION: board member/past president NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2008 ADDRESS: 17 quail hollow, lancaster NY 14086, United States DESCRIPTION: i seek qualified candidates to submit for the hall i help with their bylaws 6) THE IROQUOIS FOUNDATION POSITION: President - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2011 ADDRESS: P.O. Box 118, Elma NY 14059, United States DESCRIPTION: I'm an officer of the foundation that will review requests for funding iroquois students or to benefit the campus. 7) GREG MERKLE/LICENSED ORDAINED MINISTER POSITION: licensed ordained minister NATURE: licensed ordained minister INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2018 ADDRESS: 38 Esther Dr., East Aurora NY 14052, United States DESCRIPTION: to perform marriages. 8) SOUTHTOWNS UMPIRE ASSOCIATION POSITION: umpire NATURE: Other - i get paid to umpire softball games. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1981 ADDRESS: 11137 clinton st., elma NY 14059, United States DESCRIPTION: i get paid to umpire softball games. 9) THE GREATER BUFFALO UNITED STATES BOWLING CONGRESS ASSOCIATION POSITION: President - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2007 ADDRESS: 2448 union rd. cheektowaga, ny 14227, cheektowaga NY 14227, United States DESCRIPTION: i oversee the board of directors at general and committee meetings. i co-chair the hall-of-fame bi-annual dinner dinner and make various appearances at bowling functions. 10) GREG MERKLE POSITION: insurance agent NATURE: independent contractor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/21/1995 ADDRESS: 3870 n buffalo rd, orchard park NY 14127, United States DESCRIPTION: offering insurance products to clients and prospects
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-04-11 |
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