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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-03-06 |
| TX | RA | APPROVED | 2023-03-03 |
Branch Locations
434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States
1534 East 6Th Street Suite 101 [Satellite], Brownsville, TX 78520 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Brownsville | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Brownsville | TX | 11/2016 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Brownsville | TX | 03/2023 | Present |
CITY OF BROWNSVILLE ETHICS ADVISORY COMMISSION; NOT INV. RELATED; BROWNSVILLE, TX; BOARD MEMBER; START 9/1/2023; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES ATTENDING MEETINGS, ESTABLISHING, AMENDING AND RESCINDING RULES AND PROCEDURES GOVERNING ITS OWN INTERNAL ORGANIZATION. DAVID MERRILL, LLC; INV. RELATED; BROWNSVILLE,TX; 100% OWNERSHIP; START DATE 03/01/2023; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-05-05 |
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