James Louis Deporre

Current Employers

Hammerhead Financial Strategies, Llc

Conover, NC • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01
NC	RA	APPROVED	2021-07-23

FL RA
APP_PEND_IARCE

Since 2026-01-01
NC RA
APPROVED

Since 2021-07-23

Branch Locations

Conover, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Shark Asset Management, Inc.	Anna Maria	FL	05/2005	03/2021
Hammerhead Financial Strategies, Llc	Conover	NC	02/2021	Present
Shark Investing, Inc.	Anna Maria	FL	09/2005	Present

05/2005 → 03/2021

Shark Asset Management, Inc.

Anna Maria, FL
02/2021 → Present

Hammerhead Financial Strategies, Llc

Conover, NC
09/2005 → Present

Shark Investing, Inc.

Anna Maria, FL

Previous Registrations

2005-08-22 → 2021-08-03

Shark Asset Management, Inc.

Bradenton, FL

Anna Maria, FL

Other Businesses

Name of Entity: Shark Investing, Inc. Investment Related Yes/No: Yes Location Address: Anna Maria, Florida Nature of Business: Operating a subscription-based website called www.sharkinvesting.com Position/Title: President Start Date: 09/2005 Percentage of Hours Devoted Weekly: 30% to 60% Description of Duties: Offering daily stock market articles and provides a variety of other content for subscribers.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-08-15
S63	Uniform Securities Agent State Law Examination	1988-04-25

S65 Uniform Investment Adviser Law Examination

2005-08-15
S63 Uniform Securities Agent State Law Examination

1988-04-25

View on SEC IAPD