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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-08 |
| WY | RA | APPROVED | 2017-08-01 |
Branch Locations
685 Main Street., Ste A, Lander, WY 82520 • United States
308 E. Main Street, Riverton, WY 82501 • United States
502 W Ramshorn, Dubois, WY 82501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Riverton | WY | 08/1993 | Present |
| Various Insurance Companies | Riverton | WY | 07/1996 | Present |
1. 7/31/2006 - VINCENT FINANCIAL SERVICES - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 03/17/2008: NO BUSINESS NAME - NOT INV REL - At Reported Business Location(s) - NOTARY - 1% OF TIME SPENT. 3. 3/20/2017 - RMO Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-20 |
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