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Michael Patrick Tracy

Principium Investments LLC

Boulder, CO

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Current Employers
Principium Investments Llc

Boulder, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-12-17
FL RA APPROVED 2025-12-17
MN RA APPROVED 2025-12-17
TX RA APPROVED 2008-05-12
  • CO RA
    APPROVED
    Since 2025-12-17
  • FL RA
    APPROVED
    Since 2025-12-17
  • MN RA
    APPROVED
    Since 2025-12-17
  • TX RA
    APPROVED
    Since 2008-05-12

Branch Locations

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vinoy Capital, Llc Winter Park FL 04/2008 Present
  • 04/2008 → Present
    Vinoy Capital, Llc
    Winter Park, FL
Previous Registrations
  • 2003-03-18 → 2008-12-10
    Sarasota Asset Management, Inc.
    Winter Park, FL
  • 2002-06-06 → 2003-10-15
    Lpl Financial Llc
    Sarasota, FL
Other Businesses

SARASOTA ASSET MANAGEMENT / SARASOTA, FL / REGISTERED INVESTMENT ADVISOR / APPROVED 4-16-2003

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-05
  • S63 Uniform Securities Agent State Law Examination
    1991-07-05
Designations
Other Names
  • Michael P Tracy

View on SEC IAPD

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