Jeffrey Lawrence Rotsky

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1984 → 05/2022
  Beachwood Recreation
  Beachwood, OH
• 01/2009 → 05/2022
  Morgan Stanley
  Beachwood, OH
• 06/2009 → 05/2022
  Morgan Stanley Smith Barney
  Beachwood, OH
• 01/2015 → 05/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2022 → Present
  Ubs Financial Services, Inc.
  Pepper Pike, OH

Previous Registrations

• 2009-06-01 → 2022-05-24
  Morgan Stanley
  Beachwood, OH
  Pepper Pike, OH
• 2009-01-30 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beachwood, OH
• 1999-02-21 → 2009-02-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pepper Pike, OH
  Pepper Pike, OH

Other Businesses

1. ROTSKY FOUNDATION FOR MENTORS,OHIO 44040 (501C3)-FOUNDER, DIRECTOR(-I RUN THE PROGRAM, AND AM A MENTOR)DURING OFFICE HOURS 5 2. RENTAL PROPERTY; 29825 GATES MILLS BLVD PEPPER PIKE OHIO; UPKEEP OF PROPERTY; 07/2012 *337736 - J&G Solutions; Investment related Yes; Gates Mills, OH; Real Estate, Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2017; During business hours: 0; After business hours: 01; Property Management. Rotsky Foundation for Mentors / 781 village TrailsGates MillsOhio44040 / Mentoring program in the inner city of cleveland / Foundation / Member of board and guide organization / director and founder / 5/6/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-16
• S63 Uniform Securities Agent State Law Examination
  1989-05-23

Other Names

• Jeff Lawrence Rotsky