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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-16
TX RA APPROVED_RES 1998-01-15
  • CA RA
    APPROVED
    Since 2023-08-16
  • TX RA
    APPROVED_RES
    Since 1998-01-15

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mesa AZ 03/1988 Present
Bank Of America,N.A. Gilbert AZ 06/2011 Present
Other Businesses

I*446091 For profit or not for profit: Entity Charitable Name of outside business organization: The Church of Jesus Christ of Latter-day Saints Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Other","Committee"], [["Other"]] Start date of relationship: 42610 Number of hours devoted: 60 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Ward Bishop - Leader for the Ward, Ward Bishop for the Harmony Park Ward I*2212294, Entity Type: , Name of OBA: S H S Family Trust, Address: Mesa, Arizona, 85204, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 15-Jul-2024, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2212293, Entity Type: , Name of OBA: R G S Family Trust, Address: Mesa, Arizona, 85204, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 15-Jul-2024, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-22
S63 Uniform Securities Agent State Law Examination 1988-02-24
  • S65 Uniform Investment Adviser Law Examination
    1995-08-22
  • S63 Uniform Securities Agent State Law Examination
    1988-02-24
Other Names
  • Dave Stahle

View on SEC IAPD

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