William Thomas Baker

Employer firm

Benjamin Securities, Inc. CRD 7754

$33.6M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Benjamin Securities, Inc.

421 New Karner Road Suite 6, Albany, NY 12205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-13

FL RA
APPROVED

Since 2026-01-13

Branch Locations

421 New Karner Road Suite 6, Albany, NY 12205 • United States

3 West Garden Street Suite 407, Pensacola, FL 32502 • UNITED STATES

3 West Garden Street Suite 407, Pensacola, FL 32502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Benjamin Securities, Inc.	Pensacola	FL	09/2010	Present

09/2010 → Present

Benjamin Securities, Inc.

Pensacola, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-12
S63	Uniform Securities Agent State Law Examination	1992-12-17

S65 Uniform Investment Adviser Law Examination

2013-11-12
S63 Uniform Securities Agent State Law Examination

1992-12-17

View on SEC IAPD

Employer firm

Current Employers

Benjamin Securities, Inc.

Disclosures

Employment History

Exams

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