Thomas Michael Savinar

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-10-26
TX	RA	APPROVED_RES	2018-10-04
WA	RA	APPROVED	2006-09-18

CO RA
APPROVED

Since 2021-10-26
TX RA
APPROVED_RES

Since 2018-10-04
WA RA
APPROVED

Since 2006-09-18

Branch Locations

Tolvana Park, OR • United States

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Portland	OR	09/2006	Present

09/2006 → Present

Ubs Financial Services Inc.

Portland, OR

Previous Registrations

2000-01-27 → 2006-09-22

Wells Fargo Investments, Llc

Portland, OR

Portland, OR

Other Businesses

CASA of Oregon / 1401 NE 68th Avenue Portland, Oregon 97213 / Charity/ Charity / Court Appointed Special Advocates for foster children / Member of Board of directors / / Vice President and Chair of Governance Committee / Start Date 6/1/2013/

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-20
S63	Uniform Securities Agent State Law Examination	1988-02-25

S65 Uniform Investment Adviser Law Examination

1999-10-20
S63 Uniform Securities Agent State Law Examination

1988-02-25

View on SEC IAPD