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Caryn Diane Kimble

LPl Financial LLC

Eugene, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2016-08-03
  • OR RA
    APPROVED
    Since 2016-08-03

Branch Locations

485 Alexander Loop Suite 130, Eugene, OR 97401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Eugene OR 08/2016 Present
Previous Registrations
Other Businesses

(1) 08/03/2016: Caryn Kimble Notary - Notary - NOT INV REL - 1093 Throne Drive, Eugene OR 97402 - Started 07/14/2016 - 1% Time Spent 2). 06/25/2019 - DBA:Sandollar Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:06/24/2019 - 0 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-21
S63 Uniform Securities Agent State Law Examination 1989-08-02
  • S66 Uniform Combined State Law Examination
    2013-03-21
  • S63 Uniform Securities Agent State Law Examination
    1989-08-02
Other Names
  • Caryn Diane Line
  • Caryn D Line
  • Caryn Kimble

View on SEC IAPD

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