Carlos Alberto Bolanos

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1984 → Present
  Carlos A. Bolanos - Self Employed
  Claremont, CA
• 02/1988 → 09/2025
  Avantax Investment Services, Inc.
  Claremont, CA
• 08/1996 → 09/2025
  Avantax Advisory Services
  Claremont, CA
• 01/1984 → Present
  Carlos A. Bolanos Ea
  Claremont, CA
• 05/1989 → 09/2025
  Avantax Insurance Agency, Llc
  Claremont, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Claremont, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-05-18 → 2025-09-05
  Avantax Advisory Services
  Claremont, CA
  Claremont, CA
  Claremont, CA

Other Businesses

1) Carlos A. Bolanos EA~'NIR'~675 West Foothill Blvd., Suite 310~Claremont~CA~91711~Accounting Services/Tax Preparation~Owner~1/24/1984~96hrs~80hrs~I am the owner and set up meetings and personally prepare tax returns. Also do tax planning for clients throughout the year. Also help clients with very limited bookkeeping. 2) The Producer's Group~'NIR'~414 Yale Ave. Suite B~Claremont~CA~91711~Independent Insurance Agent~Insurance Sales Agent~4/20/2004~2hrs~1hrs~Life Insurance Sales

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-10-07

Designations

• Certified Financial Planner