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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-03-25 |
| FL | RA | APPROVED | 1997-02-28 |
Branch Locations
100 S Kentucky Ave, Lakeland, FL 33801 • United States
Lakeland, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lakeland | FL | 02/1997 | Present |
| Bank Of America, N.A. | Lakeland | FL | 03/2012 | Present |
(1) PASSIVE PARNTER IN CMNP CORP-OWNS A GOLF DRIVING RANGE AND PRESIDENT OF SIXTIES POSTERS, INC.; LAKELAND, FLORIDA 33815. DEVOTES 5 HOURS A WEEK TO THE BUSINESS, NONE DURING WORKING HOURS. THE BUSINESS IS NOT INVESTMENT RELATED. I*49104 For profit or not for profit: For-Profit Organization Name of outside business organization: Nineties Posters, Inc. Investment related: N Address of business: Lakeland, Florida 33815 Nature of business: S-Corp, Position, title, association: Owner, Start date of relationship: 1/1/2008 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: The nature of the business is selling concert posters. My role is to monitor sales, and file corporate paperwork I*31646 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SIXTIES POSTERS INC - PRESIDENT INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAKELAND, FLORIDA 33815 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 02/01/2002 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PRESIDENT SELLING / SHIPPING POSTERS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-24 |
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