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Kathleen E Lach

Morgan Stanley

Dublin, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-10
OH RA APPROVED 2021-03-26
  • TX RA
    APPROVED_RES
    Since 2024-04-10
  • OH RA
    APPROVED
    Since 2021-03-26

Branch Locations

545 Metro Place South Suite 300, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Upper Arlington OH 03/2008 03/2021
Morgan Stanley Smith Barney Llc Dublin OH 03/2021 Present
Morgan Stanley Private Bank, N.A New York NY 05/2021 Present
  • 03/2008 → 03/2021
    Ubs Financial Services Inc.
    Upper Arlington, OH
  • 03/2021 → Present
    Morgan Stanley Smith Barney Llc
    Dublin, OH
  • 05/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-13
S65 Uniform Investment Adviser Law Examination 1999-06-21
  • S63 Uniform Securities Agent State Law Examination
    1999-08-13
  • S65 Uniform Investment Adviser Law Examination
    1999-06-21
Other Names
  • Kathleen E Lach Rowan
  • Kathleen E Lach-Rowan
  • Kathleen E. Lach

View on SEC IAPD

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GOLDEN RESERVE RETIREMENT, LLC
MML INVESTORS SERVICES, LLC

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Jacob Palmer Martin
Michael Klubnik
JESSICA ANNE Hultberg
Timothy Joseph Burkett
Abigail Rose
ANDREW PAUL KEELER
MARK D BEAVER

Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH
CETERA INVESTMENT ADVISERS LLC · DUBLIN, OH
BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH
VOYA FINANCIAL ADVISORS, INC. · Dublin, OH
GOLDEN RESERVE RETIREMENT, LLC · Dublin, OH

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