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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 1998-05-11 |
Branch Locations
20800 Swenson Dr Ste 200 Crossroads Corporate Center, Waukesha, WI 53186 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Waukesha | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Waukesha | WI | 11/2016 | Present |
RENTAL PROPERTIES (3); INV RELATED; STEVENS POINT, WI; OWNER; START 12/1985; 1 HR MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV RELATED; OCONOMOWOC, WI; OWNER; START 12/1985; 1 HR MONTH; 0 HRS DURING TRADING.; EXECUTOR FOR FATHER'S ESTATE, INV RELATED, WAUKESHA, WI, START 1/19/2019, 8 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-03 |
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