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608 S.W. 3Rd St., Lee'S Summit, MO 64063 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-12 |
| KS | RA | APPROVED | 1999-01-21 |
| MO | RA | APPROVED | 1998-06-08 |
Branch Locations
740 Nw Blue Parkway Suite 301, Lee'S Summit, MO 64086 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Management,Inc. | Lees Summit | MO | 05/1998 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2011 | Present |
1)CAPITAL INVESTMENT MANAGEMENT, 608 SW 3RD ST, LEES SUMMIT, MO, 11/1998 AS ADVISORY REP OF A RIA/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 42/WK - 42/TRADING. 2)CAPITAL TAX CONSULTING, LLC, 608 SW 3RD ST, LEES SUMMIT, MO, 01/2014 AS MEMBER.THEY WILL SHARE OFFICE SPACE WITH CAPITAL INVESTMENT MANAGEMENT. I WILL NOT BE INVOLVED IN THE DAY TO DAY OPERATIONS OF THIS BUSINESS. SPENDS 1 HR/WK, 1 HR/WK DURING TRADING. 3)MRH HOLDINGS LLC, 608 SW 3RD ST, LEES SUMMIT, MO, 2/2014 AS PARTNER IN LLC TO HOLD BUSINESS ASSET. NIR - 1/MO, 0/TRADING. 4-MSG HOLDINGS LLC, 608 SW 3RD ST, LEES SUMMIT, MO, 10/2015 AS OWNING MEMBER IN LLC TO OWN PROPERTY. NIR - 1 HR/WK - 1/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-10 |
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