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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-16 |
| NC | RA | APPROVED | 2022-01-06 |
| FL | RA | APPROVED | 2017-11-09 |
| NH | RA | APPROVED | 2017-11-08 |
| RI | RA | APPROVED | 2011-04-18 |
Branch Locations
865 Washington Street, Braintree, MA 02184 • United States
1 Citizens Bank Way, Johnston, RI 02919 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc. | Braintree | MA | 04/2011 | Present |
| Town Of Braintree | Braintree | MA | 11/1999 | Present |
TOWN OF BRAINTREE FIREFIGHTER. NOT INVESTMENT RELATED. BEGAN 11/1999. DEVOTE TWO TWENTY-FOUR HOUR SHIFTS PER WEEK TO THE ACTIVITY OF WHICH ONE IS DURING THE WEEK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-04 |
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