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Mark Andrew Tunney

Ubs Financial Services Inc.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-26
CA RA APPROVED 2016-07-18
  • TX RA
    APPROVED
    Since 2020-10-26
  • CA RA
    APPROVED
    Since 2016-07-18

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 07/2016 Present
Previous Registrations
  • 2012-01-25 → 2016-07-18
    Bel Air Investment Advisors Llc
    Los Angeles, CA
  • 2009-02-18 → 2011-11-04
    Clear Capital Advisors, Llc
    Sherman Oaks, CA
  • 2008-01-10 → 2008-12-31
    Clear Capital Advisors, Llc
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-09
S65 Uniform Investment Adviser Law Examination 2006-01-12
  • S63 Uniform Securities Agent State Law Examination
    2010-07-09
  • S65 Uniform Investment Adviser Law Examination
    2006-01-12

View on SEC IAPD

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