Mark Edward Yadgaroff

Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 06/2017
  Sanford C. Bernstein & Co., Llc
  New York, NY
• 06/2017 → 01/2023
  Oppenheimer & Co. Inc.
  New York, NY
• 01/2023 → Present
  Stephens Inc.
  New York, NY

Previous Registrations

• 2017-06-15 → 2023-01-20
  Oppenheimer & Co. Inc.
  New York, NY
• 1997-07-08 → 2017-06-13
  Alliancebernstein L.P.
  Nashville, TN
  West Palm Beach, FL

Other Businesses

MEMBER OF BOARD OF DIRECTORS OF CO-OP 51ST BEEKMAN - NO INVESTMENT RELATED, 5 HOURS/MONTH - ADDRESS: MY PERSONAL RESIDENCE

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-04-03
• S63 Uniform Securities Agent State Law Examination
  1988-05-03