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Mark Edward Yadgaroff

Stephens

Little Rock, AR

East Hampton, NY

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-17
  • NY RA
    APPROVED
    Since 2023-01-17

Branch Locations

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

East Hampton, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 11/2000 06/2017
Oppenheimer & Co. Inc. New York NY 06/2017 01/2023
Stephens Inc. New York NY 01/2023 Present
  • 11/2000 → 06/2017
    Sanford C. Bernstein & Co., Llc
    New York, NY
  • 06/2017 → 01/2023
    Oppenheimer & Co. Inc.
    New York, NY
  • 01/2023 → Present
    Stephens Inc.
    New York, NY
Previous Registrations
Other Businesses

MEMBER OF BOARD OF DIRECTORS OF CO-OP 51ST BEEKMAN - NO INVESTMENT RELATED, 5 HOURS/MONTH - ADDRESS: MY PERSONAL RESIDENCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-03
S63 Uniform Securities Agent State Law Examination 1988-05-03
  • S65 Uniform Investment Adviser Law Examination
    1992-04-03
  • S63 Uniform Securities Agent State Law Examination
    1988-05-03

View on SEC IAPD

Other Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES & ASSOCIATES, INC.
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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