Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
RI RA APPROVED 2017-05-22
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • RI RA
    APPROVED
    Since 2017-05-22

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 09/2015 Present
Bank Of America, N.A. Lincoln RI 08/2017 Present
Other Businesses

(1)KASHT INTERNATIONAL, LLC; INVESTMENT RELATED; 19 OLD MARMARONECK ROAD #3A WHITE PLAINS, NY 10605; PURCHASING PROPERTY FOR RENTAL CASH FLOW; OWNER; 01/08/2007; 3 TO 5 HRS/MO Not during Market hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-16
S63 Uniform Securities Agent State Law Examination 2015-11-16
  • S66 Uniform Combined State Law Examination
    2017-05-16
  • S63 Uniform Securities Agent State Law Examination
    2015-11-16

View on SEC IAPD

More in Riverside, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor