Hal David Guy

Current Employers

Employment History

• 07/2012 → Present
  Lpl Financial Llc
  Glastonbury, CT
• 07/2012 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2001-08-15 → 2012-07-24
  Osaic Fa, Inc.
  Hartford, CT
  Hartford, CT
  Windsor, CT

Other Businesses

1. 07/20/2012 - NO BUSINESS NAME - OTHER - INV REL - AT REPORTED BUSINESS LOCATION - Instructor for CFP review courses - 3% TIME SPENT. 2. 07/20/2012 - NO BUSINESS NAME - CPA/Bookkeeper/Tax Preparer - INV REL - AT REPORTED BUSINESS LOCATION - Tax preparation - 2% TIME SPENT. 3. 07/17/2012 - StoneCastle Consulting - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION - 100% TIME SPENT. 4. 09/17/2012 - Private Advisor Group - Registered Investment Advisor - INV REL - AT REPORTED BUSINESS LOCATION - (Hybrid) Provide financial planning and asset management for a fee - 100% TIME SPENT. 5 04/15/2024 - SandCastle Properties - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 03/08/2024 - 2 Hours Per Month/ 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  2001-08-01
• S63 Uniform Securities Agent State Law Examination
  1989-05-10

Designations

Other Names

• Hal David Guy