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Sharron Scoggins

Morgan Stanley

Oakland, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-29
CA RA APPROVED 2017-02-27
  • TX RA
    APPROVED_RES
    Since 2024-04-29
  • CA RA
    APPROVED
    Since 2017-02-27

Branch Locations

1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Walnut Creek CA 11/2015 11/2016
Morgan Stanley Oakland CA 11/2016 Present
Previous Registrations
  • 2015-12-18 → 2017-01-03
    J.P. Morgan Securities Llc
    Walnut Creek, CA
  • 2014-03-24 → 2015-01-22
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Oakland, CA
    San Jose, CA
    Oakland, CA
    Livermore, CA
  • 2013-05-01 → 2014-03-10
    Lpl Financial Llc
    Hercules, CA
    Rodeo, CA
    Fort Mill, SC
    Pinole, CA
    Rodeo, CA
    Richmond, CA
    Berkeley, CA
    Kensington, CA
    Berkeley, CA
    Kensington, CA
    Berkeley, CA
    Berkeley, CA
  • 2008-11-10 → 2013-04-30
    Cetera Investment Services Llc
    Richmond, CA
    Walnut Creek, CA
    Richmond, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-07
  • S66 Uniform Combined State Law Examination
    2008-11-07
Other Names
  • Sharron Lane Tate
  • Sharron Scoggins
  • Sharron Lane Tate
  • Sharron Lane Johnson
  • Sharron Lane Scoggins

View on SEC IAPD

Other Firms

INFINITY FINANCIAL SERVICES ADVISORY
CETERA INVESTMENT ADVISERS LLC
HOODOO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
FM CAPITAL GROUP
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC
FINANCIAL AVENGERS, INC.

Other Investors

GREGORY BURTON GILBERT
STERLING CARMEN HIRSCH
Mark CHRISTOPHER DeVito
Daire Peter Heneghan
Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
Randall w Silvey

Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

More in Oakland, CA

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