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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-06-12 |
| FL | RA | APPROVED | 2009-02-06 |
| TX | RA | APPROVED_RES | 2008-12-03 |
Branch Locations
150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Clearwater | FL | 11/2008 | Present |
Florida Dream Center / 14605 49th St. North Clearwater,FL 33762 / Other/ Charities, Cultural, Educational & Political Organisations / Charity / Member of Board of Directors / / Board of director / Start Date 1/1/15 501(3c) / US Institute Against Human Trafficking / 6730 West Linebaugh Tampa,Florida 33625 / Company/ Charities, Cultural, Educational & Political Organisations / Stop Human Trafficking / Member of Board of Directors / / Board Member / Start Date 01/01/2017 /
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-01-25 |
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