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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2011-06-29 |
Branch Locations
500 Paterson Plank Road Ste 8, Union City, NJ 07087 • United States
Wayne, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Weehawken | NJ | 06/2011 | Present |
1. 1/12/2012: NON-VARIABLE INSURANCE - SALES OF LIFE, LONG-TERM CARE, MEDICARE SUPPLEMENT, AND DISABILITY INSURANCE, IN ADDITION TO FIXED ANNUITIES. - INVESTMENT RELATED - 10% OF TIME SPENT - UNION CITY, NJ. 2. 1/24/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Property and Casualty - Started 02/01/2019 - 22 Hours Per Month/1 Hour During Securities Trading - Sell P&C insurance. 3. 05/22/2024 - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 05/13/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-28 |
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