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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-06-29
  • NJ RA
    APPROVED
    Since 2011-06-29

Branch Locations

500 Paterson Plank Road Ste 8, Union City, NJ 07087 • United States

Wayne, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Weehawken NJ 06/2011 Present
Previous Registrations
  • 2008-03-06 → 2011-05-11
    Hackensack, NJ
    North Bergen, NJ
    Ridgefield, NJ
    Lyndhurst, NJ
    West New York, NJ
    Little Ferry, NJ
Other Businesses

1. 1/12/2012: NON-VARIABLE INSURANCE - SALES OF LIFE, LONG-TERM CARE, MEDICARE SUPPLEMENT, AND DISABILITY INSURANCE, IN ADDITION TO FIXED ANNUITIES. - INVESTMENT RELATED - 10% OF TIME SPENT - UNION CITY, NJ. 2. 1/24/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Property and Casualty - Started 02/01/2019 - 22 Hours Per Month/1 Hour During Securities Trading - Sell P&C insurance. 3. 05/22/2024 - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 05/13/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-11
S63 Uniform Securities Agent State Law Examination 1988-07-28
  • S66 Uniform Combined State Law Examination
    2008-01-11
  • S63 Uniform Securities Agent State Law Examination
    1988-07-28

View on SEC IAPD

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