Alana Marie Fermoyle

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → Present
  Raymond James Financial Services, Inc.
  Deerwood, MN
• 07/2010 → 08/2020
  Election Judge
  Crystal, MN
• 01/2009 → Present
  Raymond James Financial Services Advisory, Inc.
  Deerwood, MN
• 09/2013 → Present
  Finra
  Minneapolis, MN
• 05/2008 → 09/2016
  Ace Hardware
  New Hope, MN

Other Businesses

(1) Name of Business: FINRA Address: as assigned, Minneapolis, MN, 55422, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 09/29/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To serve as an arbitrator for FINRA Arbitration panels. I would be one of three on a panel to make decisions for disputes brought before the panel. I would not be allowed to serve on panels where there is a conflict of interest.

Exams

• S66 Uniform Combined State Law Examination
  2013-08-13
• S63 Uniform Securities Agent State Law Examination
  1988-04-01

Other Names

• Alana Marie Kubiak
• Alana Marie Kubiak