Best Investors Account Sign in
Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-01-13
PA RA APPROVED 2024-03-12
TX RA APPROVED_RES 2020-01-08
GA RA APPROVED 2003-02-07
  • MS RA
    APPROVED
    Since 2026-01-13
  • PA RA
    APPROVED
    Since 2024-03-12
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • GA RA
    APPROVED
    Since 2003-02-07

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

3455 Peachtree Road Northeast Suite 1700, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 03/2000 Present
Other Businesses

1) GIGNILLIAT ENTERPRISES. ATLANTA, GA 30319. YES - INVESTMENT RELATED. BUSINESS - REAL ESTATE. TITLE - CEO. START DATE - 02/07/2005. 2 HRS/MONTH. DUTIES - CEO. 2) BUCKHEAD CLUB / 3344 PEACHTREE ROAD NE ATLANTA, GA 30326 / BUSINESS CLUB / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / PRESIDENT OF THE YOUNG EXECUTIVE SOCIETY OF THE BUCKHEAD CLUB / SUPPLIER OF UBS / START DATE 10/01/2009 / ONE HOUR LUNCH /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-11
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2024-03-11
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor