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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-01-13 |
| PA | RA | APPROVED | 2024-03-12 |
| TX | RA | APPROVED_RES | 2020-01-08 |
| GA | RA | APPROVED | 2003-02-07 |
Branch Locations
3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States
3455 Peachtree Road Northeast Suite 1700, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Atlanta | GA | 03/2000 | Present |
1) GIGNILLIAT ENTERPRISES. ATLANTA, GA 30319. YES - INVESTMENT RELATED. BUSINESS - REAL ESTATE. TITLE - CEO. START DATE - 02/07/2005. 2 HRS/MONTH. DUTIES - CEO. 2) BUCKHEAD CLUB / 3344 PEACHTREE ROAD NE ATLANTA, GA 30326 / BUSINESS CLUB / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / PRESIDENT OF THE YOUNG EXECUTIVE SOCIETY OF THE BUCKHEAD CLUB / SUPPLIER OF UBS / START DATE 10/01/2009 / ONE HOUR LUNCH /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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