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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-07-23
TX RA APPROVED_RES 2017-04-11
NH RA APPROVED 2016-04-07
  • LA RA
    APPROVED
    Since 2026-07-23
  • TX RA
    APPROVED_RES
    Since 2017-04-11
  • NH RA
    APPROVED
    Since 2016-04-07

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

145 Maplewood Avenue Suite 100, Portsmouth, NH 03801 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Portsmouth NH 11/2015 05/2022
Raymond James Financial Services Advisors Inc. Portsmouth NH 11/2015 12/2016
Steward Partners Investment Advisory, Llc Portsmouth NH 01/2016 Present
Steward Partners Global Advisory, Llc Portsmouth NH 11/2015 Present
Steward Partners Investment Solutions, Llc Portsmouth NH 05/2022 Present
Previous Registrations
Other Businesses

1) Steward Partners Investment Advisory, LLC. - Investment related: Yes. Address: Portsmouth, NH. Nature of the business: Independent RIA. Position: Investment Advisor Representative. Start Date: 1/2016. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Provide advisory services for clients. 2) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Portsmouth, NH. Nature of business: Non-variable insurance and annuities. Position: Agent. Start date: 11/2015. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Offer non-variable insurance, term, whole and universal life insurance, disability health, and immediate and fixed annuities. 3) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Portsmouth, NH. Nature of the business: Support company/DBA (Non-owner). Position: Partner. Start Date: 11/2015. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Financial Advisor. 4) Seacoast Wealth Management, Address: Portsmouth, NH, Nature of the Business: Support Company/DBA (Owner), Position/Title: Support Company/DBA (Owner), Investment Related: Yes, Start Date: 09/2018, Hours per month devoted to this business: 0, Hours per month devoted to this business during trading hours: 0, Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-03
S63 Uniform Securities Agent State Law Examination 1992-01-17
  • S65 Uniform Investment Adviser Law Examination
    2006-01-03
  • S63 Uniform Securities Agent State Law Examination
    1992-01-17
Other Names
  • R Christopher Nee
  • Chris Nee
  • Robert Christopher Nee

View on SEC IAPD

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