Stephen Scott Brown

Current Employers

Employment History

• 10/2014 → Present
  Stifel Nicolaus & Co Inc
  Rochester, NY

Previous Registrations

• 1994-01-04 → 2014-09-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsford, NY
  Rochester, NY

Other Businesses

1. Iron Smoke Whiskey, LLC; 111 Parce Avenue, Suite 5B, Fairport, NY 14450; Distiller of Whiskey; Co-Founder; Voting rights; 05/11/2011; 3 Hours per Month; Not during securities trading hours. Not Investment-Related. 2. NAZARETH COLLEGE; GOLDEN FLYER WAY PITTSFORD; NY 14534; TRUSTEE; ATTEND BOARD MEETINGS; AFFILIATION STARTED 02/15/2012; 4 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS. 3. ROCHESTER HEALTH SYSTEMS; PORTLAND AVE ROCHESTER NY 14617; SIT ON THE FINANCE COMMITEE; REVIEW QUARTERLY FINANCIAL STATEMENTS WITH OTHER COMMITTEE MEMBERS; AFFILIATION STARTED 06/15/2008; 2 HOURS PER QUARTER; NOT DURING SECURITIES TRADING HOURS. 4. Investments & Wealth Institute; 5619 DTC Parkway, Greenwood Village, CO 80111; Advisor Continuing Education; Committee to help with the nest Advisor Form; Give input; 03/31/2021; 2 Hours per Month; During Securities Trading Hours; Investment-Related. 5.Investment and Wealth Institute - Specialty Conference Committee; 5619 DTC Parkway Suite 600 Greenwood Village, CO 80111: Advisor Education; Committee Member; Help identify speakers for conferences; 7/15/2022; 2 Hours per Month; During Securities Trading Hours; Investment-Related. 6. 59 Parce Avenue LLC; 111 Parce Avenue, Fairport, NY 14450; Commercial Building in Fairport NY; Managing Member of the LLC; collect lease payment - pay expenses; 03/28/2023; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 7. Nazareth University; 4245 East Avenue Rochester NY 14618; University; Chair of the Investment Committee; Act as a member of a committee that receives updates from the University's paid consultant; 01/01/2020; 3 hrs/quarter; Not during security trading hours; Not Investment-Related 8. Nazareth University; 4245 East Avenue Rochester NY 14618; University; Committee Member; Sit on the Finance Committee - review and vote on budget related issues; 01/01/2012; 2 hrs/quarter; Not during security trading hours; Not Investment-Related 9. Rochester Knighthawks Lacrosse Team; One War Memorial Rochester, NY 14614; Professional Lacrosse team; Advisory Board Member; Sit on an advisory board to talk about how to increase the visibility of the professional lacrosse team in our community; 12/01/2025; 4hrs/mth; Not during securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-19
• S63 Uniform Securities Agent State Law Examination
  1988-02-24