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Martin Robert Wagoner

LPl Financial LLC

Ocean Springs, MS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-11
MS RA APPROVED 2003-01-30
  • TX RA
    APPROVED_RES
    Since 2013-02-11
  • MS RA
    APPROVED
    Since 2003-01-30

Branch Locations

1001 Government Street, Ocean Springs, MS 39564 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gulley & Associates Pascagoula MS 09/1982 Present
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Ocean Springs MS 01/1998 Present
  • 09/1982 → Present
    Gulley & Associates
    Pascagoula, MS
  • 01/1998 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Ocean Springs, MS
Previous Registrations
  • 1998-03-23 → 2003-01-29
    The Cornerstone Group, Llc
    Ocean Springs, MS
Other Businesses

1. 02/12/2003 - THE CORNERSTONE GROUP, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 02/19/2003 - Non-Variable Insurance - INV REL - SELLING DISABILITY INSURANCE THROUGH THE STANDARD INSURANCE 3. 01/16/2009 - Crisis Management Agency - INV REL - Non-Variable Insurance - 5% TIME SPENT - Term life insurance through local brokerage firm. 4. 01/16/2009 - CPS / Gulf States Brokerage - INV REL - Non-Variable Insurance - 3% TIME SPENT - Term life insurance through local brokerage firm. 5. 02/09/2010 - WBB, LLC - INV REL - Real Estate Rental - Owner of office building where The Cornerstone Group, LLC is located (1001 Government Street) 6. 01/31/2011 - Berkshire - INV REL - Non-Variable Insurance - 1% TIME SPENT - Selling disability insurance through Berkshire.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-25
S63 Uniform Securities Agent State Law Examination 1992-01-07
  • S65 Uniform Investment Adviser Law Examination
    1998-02-25
  • S63 Uniform Securities Agent State Law Examination
    1992-01-07

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