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Rro Capital, LLC CRD 300829
$6.56M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Phoenix, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-04-29 |
| TX | RA | APPROVED_RES | 2019-03-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securites, Inc | San Diego | CA | 06/2014 | Present |
| First Allied Advisory Services, Inc | Chesterfield | MO | 06/2014 | Present |
| Bhf Rg Capital Inc. Dba Rg Capital | Scottsdale | AZ | 04/2015 | Present |
| Rro Capital, Llc | Scottsdale | AZ | 01/2019 | Present |
| Rro Capital, Llc | Scottsdale | AZ | 03/2019 | Present |
1.) BHF RG Capital Inc, dba RG Capital; CCO; RIA; Start date 09/08/2015; 120 hours per month. 2.) First Allied Advisory Services, Inc; Investment Adviser Representative; RIA; Start Date 06/2014 3.) First Allied Securities, Inc; Registered Representative; Broker-Dealer; Start Date 06/2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-26 |
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