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Donald Michael Goldstein

Valic Financial Advisors, Inc.

Scottsdale, AZ

Houston, TX

CRD 1798695

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-05
NM RA APPROVED 2024-05-29
NY RA APPROVED 2021-08-16
NJ RA APPROVED 2007-04-23
  • AZ RA
    APPROVED
    Since 2024-06-05
  • NM RA
    APPROVED
    Since 2024-05-29
  • NY RA
    APPROVED
    Since 2021-08-16
  • NJ RA
    APPROVED
    Since 2007-04-23

Branch Locations

Scottsdale, AZ • United States

2929 Allen Parkway, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Morristown NJ 02/2006 Present
  • 02/2006 → Present
    Valic Financial Advisors
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-20
S63 Uniform Securities Agent State Law Examination 1988-07-07
  • S66 Uniform Combined State Law Examination
    2007-04-20
  • S63 Uniform Securities Agent State Law Examination
    1988-07-07

View on SEC IAPD

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