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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-03
MN RA APPROVED 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2023-04-03
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

900 W. 128Th St. Ste. 110A, Burnsville, MN 55337-2305 • United States

3781 Roosevelt St Sw, Prior Lake, MN 55372-2457 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Burnsville MN 01/1988 Present
Primerica Financial Services Burnsville MN 02/1991 Present
  • 01/1988 → Present
    Burnsville, MN
  • 02/1991 → Present
    Primerica Financial Services
    Burnsville, MN
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Rental property owner 09-2017 to present

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-28
S63 Uniform Securities Agent State Law Examination 1988-02-04
  • S65 Uniform Investment Adviser Law Examination
    2011-03-28
  • S63 Uniform Securities Agent State Law Examination
    1988-02-04

View on SEC IAPD

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