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Travis L Adcock

Wells Fargo Clearing Services, LLC

Fairhope, AL

CRD 1798623

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2003-07-01
TX RA APPROVED_RES 2003-07-01
  • AL RA
    APPROVED
    Since 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2003-07-01

Branch Locations

208 N Greeno Rd Ste D1, Fairhope, AL 36532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mobile AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mobile AL 11/2016 Present
Previous Registrations
  • 1988-03-17 → 2003-07-01
    Prudential Equity Group, Llc
    Mobile, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-06
S63 Uniform Securities Agent State Law Examination 1988-03-04
  • S65 Uniform Investment Adviser Law Examination
    1993-08-06
  • S63 Uniform Securities Agent State Law Examination
    1988-03-04
Other Names
  • Travis Lee Adcock
  • Travis Lee Adcock

View on SEC IAPD

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