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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-17
  • TX RA
    APPROVED
    Since 2025-11-17

Branch Locations

Austin, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vantage Consulting Group West New York NY 09/2015 01/2018
David Lerner Associates Inc Lawrenceville NJ 01/2018 03/2019
Fcs Group, Llc Austin TX 03/2019 02/2022
Gwfs Equities Inc Austin TX 02/2022 08/2022
Empower Financial Services, Inc Greenwood Village CO 08/2022 03/2025
Empower Financial Services, Inc Greenwood Village CO 03/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 11/2025 Present
  • 09/2015 → 01/2018
    Vantage Consulting Group
    West New York, NY
  • 01/2018 → 03/2019
    David Lerner Associates Inc
    Lawrenceville, NJ
  • 03/2019 → 02/2022
    Fcs Group, Llc
    Austin, TX
  • 02/2022 → 08/2022
    Gwfs Equities Inc
    Austin, TX
  • 08/2022 → 03/2025
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 03/2025 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2025 → Present
    Greenwood Village, CO
Other Businesses

Keep Austin Fed / Board Member. Food insecurity organization. 4 hours per month; 0 during normal business hours. (As of 9/23/25, Role has changed to Vice President of the Board.)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-30
S63 Uniform Securities Agent State Law Examination 2022-06-30
  • S65 Uniform Investment Adviser Law Examination
    2025-05-30
  • S63 Uniform Securities Agent State Law Examination
    2022-06-30

View on SEC IAPD

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