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Todd Robert Newman

Morgan Stanley

Wyomissing, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
PA RA APPROVED 2024-09-05
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • PA RA
    APPROVED
    Since 2024-09-05

Branch Locations

1350 Broadcasting Road Suite 100, Wyomissing, PA 19610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Reading PA 11/2014 11/2016
Wells Fargo Clearing Services, Llc Reading PA 11/2016 09/2024
Morgan Stanley Smith Barney Llc Wyomissing PA 09/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2025 Present
  • 11/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Reading, PA
  • 11/2016 → 09/2024
    Wells Fargo Clearing Services, Llc
    Reading, PA
  • 09/2024 → Present
    Morgan Stanley Smith Barney Llc
    Wyomissing, PA
  • 01/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-02
S63 Uniform Securities Agent State Law Examination 1993-01-26
  • S65 Uniform Investment Adviser Law Examination
    1996-04-02
  • S63 Uniform Securities Agent State Law Examination
    1993-01-26

View on SEC IAPD

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