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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-19 |
Branch Locations
145 Pinelawn Rd, Ste. 345N, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Ridge Securities Corp. | Melville | NY | 12/1991 | 02/2019 |
| Cetera Advisor Networks Llc | Melville | NY | 02/2019 | 10/2021 |
| Lpl Financial Llc | Melville | NY | 10/2021 | Present |
1)06/23/2021 - Summit Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)06/23/2021 - Paul C Miller - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 1987 - 3 Hr/Mth 3)06/23/2021 - Paul C Miller - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start 2000
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-28 |
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