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Current Employers
One Capital Management, Llc

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-10-18
  • CA RA
    APPROVED
    Since 2010-10-18

Branch Locations

2945 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
One Capital Management Westlake Village CA 11/2009 Present
  • 11/2009 → Present
    One Capital Management
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-13
S63 Uniform Securities Agent State Law Examination 1994-09-14
  • S65 Uniform Investment Adviser Law Examination
    1996-03-13
  • S63 Uniform Securities Agent State Law Examination
    1994-09-14
Designations
Other Names
  • Laura Kathleen Snyder

View on SEC IAPD

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