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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-08 |
| CA | RA | APPROVED | 2018-10-30 |
Branch Locations
16250 Ventura Blvd. #420, Encino, CA 91436 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Haim-Shepes Agency | Sherman Oaks | CA | 01/1989 | 10/2018 |
| Legend Equities Corporation | Palm Beach Gardens | FL | 01/1994 | 10/2018 |
| Lincoln Investment | Encino | CA | 01/2017 | 10/2018 |
| Planmember Securities Corporation | Carpinteria | CA | 10/2018 | Present |
| Surety Investment Services | Los Angeles | CA | 10/2018 | Present |
| Haim Shepes (Self Employed) | Encino | CA | 10/2018 | Present |
1)Surety Investment Services-4520 Wilshire Blvd #201, Los Angeles, CA 90010; Investment related; Securities sales & services; Agent; Start date 10/18; 120 hrs/mnth; 80 hrs/mnth during trading. 2) Haim Shepes (self employed)-16250 Ventura Blvd. #420, Encino, CA 91436; Investment related; Insurance sales & svcs; Sole Proprietor; Start date 10/18; 15 hrs/mnth; 5 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-07 |
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